Professional Summary
Dennis McCarron is a senior director of compliance at SVB Capital, responsible for managing the regulatory compliance of fund formation, limited partner relations, corporate governance and investments for SVB Capital and SVB’s strategic balance sheet investments. In addition, Dennis is the chief compliance officer for SVB Wealth Advisory and SVB Asset Management, two subsidiaries of Silicon Valley Bank.
Before SVB, Dennis was a senior director at RSM US LLP, where he was responsible for developing all aspects of wealth management operations, including compliance, operations and practice management. Prior to RSM, Dennis was the CEO of RegMaven, a firm that provides compliance services for financial companies. Dennis also served as a COO of Foreside, a compliance consulting firm, and as managing principal of SJM Regulatory Consulting.
Dennis currently resides in Southeastern Massachusetts. He is a Financial Industry Regulatory Authority (FINRA) panelist for enforcement cases and a committee member for the Norwell Friendship Home, an organization that provides overnight respite care for families.
Before SVB, Dennis was a senior director at RSM US LLP, where he was responsible for developing all aspects of wealth management operations, including compliance, operations and practice management. Prior to RSM, Dennis was the CEO of RegMaven, a firm that provides compliance services for financial companies. Dennis also served as a COO of Foreside, a compliance consulting firm, and as managing principal of SJM Regulatory Consulting.
Dennis currently resides in Southeastern Massachusetts. He is a Financial Industry Regulatory Authority (FINRA) panelist for enforcement cases and a committee member for the Norwell Friendship Home, an organization that provides overnight respite care for families.